2008 January 28-30
FSI Financial Services Institute Broker-Dealer Conference #418
Convention Recordings, Inc
2008 January 28-30
FSI Financial Services Institute Broker-Dealer Conference #418
Complete Set of Recordings
$225.00
1 Answering the Leadership Challenge
$17.00
2 Risk Assessment and the Annual Supervisory Review Process: FINRA Rules 3012 and 3013 Two Years Later
$17.00
3 Alternative Investments
$17.00
4 Regulatory Hot Topics: Breakpoints, 529 Plans, Variable Annuities, Market Timing, etc. from 30,000 Feet
$17.00
5 Managing the Recruiting and Transition Process from Initial Approach Through the First 90 Days
$17.00
6 Regulatory Hot Topics
$17.00
7 The Pension Protection Act: Guidance for Shaping Strategy
$17.00
8 State of the Managed Accounts Industry
$17.00
9 The Merrill Rule: A Legal Perspective
$17.00
10 Navigating Client Behavioral Finance Flaws (Do Advisors Exhibit Them Too?)
$17.00
11 Effectively Communicating with Your Advisors
$17.00
12 How to Select Good Conference Speakers
$17.00
13 Succession Planning
$17.00
14 Digital Imaging & Electronic Management
$17.00
15 Managing Operations Infrastructure
$17.00
16 Customer Service: Responding to Advisor Inquiries
$17.00
17 Straight Through Processing
$17.00
18 Closing Session Enforcement Panel
$17.00
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